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Forms and Applications
Use this online library to download and print the forms and agreements you need to manage your TD Direct Investing account. You will need Adobe Acrobat Reader to view and print the forms.
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Transfers
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Registered Plan withdrawal requests
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Automatic Investment Plans
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Account Stakeholders
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Other applications and forms
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Form |
When is it used? |
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Authorization to Transfer Non-Registered Accounts |
Transfer your non-registered investments from another financial institution into your TD Direct Investing account |
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Transfer Authorization for Registered Investments |
Transfer your registered investments from another financial institution into your TD Direct Investing registered account |
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Registered Plan Internal Transfer |
Transfer assets to a TD Direct Investing registered account from within TD Direct Investing, TD Wealth, TD Canada Trust or another TD Bank Financial Group affiliate. |
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RRSP/RRIF, Pension Direct Transfer (T2151) |
Looking to transfer from the Canadian component of one registered account type to the other? Request a direct transfer of RPP or DPSP assets to a RSP, RIF or Locked-in plan with TD Direct Investing. |
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Authorization and Indemnity |
Authorize the transfer of cash and/or securities to a third party account, or the transfer of cash to a third party TD Bank account. Notes: Transfers are permitted between immediate family members only and must be deemed a gift. |
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Electronic Funds Transfer Service Form |
Transfer funds from your TD non-registered account directly into your Bank account at any financial institution in Canada. |
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Form |
When is it used? |
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Home Buyers' Plan (HBP) - Request to Withdraw Funds from an RRSP (T1036) |
Request a withdrawal from your RSP under the Home Buyers' Plan. |
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Lifelong Learning Plan (LLP) - Request to Withdraw Funds from an RRSP |
Request a withdrawal from your RRSP under the Lifelong Learning Plan (LLP). |
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RESP Withdrawal Request |
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Form |
When is it used? |
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Pre-Authorized Deposit (PAD) / Monthly Contribution Plan (MCP) on Web Broker |
Digitally arrange to have a fixed amount debited automatically from your TD Canadian dollar checking or savings account to your Canadian dollar Direct Investing account on a recurring basis. Complete in WebBroker |
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Pre-Authorized Deposit (PAD) / Monthly Contribution Plan (MCP) Form |
Submit in branch to have a fixed amount debited automatically from any financial institution to your Canadian dollar Direct Investing account on a recurring basis. |
TD Direct Investing also offers dividend reinvestment plans, systematic investment plans and systematic withdrawal plans. To register for these services, please call a licensed representative at 1-800-465-5463, Monday to Friday, 7 am to 9 pm ET.
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Form |
When is it used? |
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Designation of Beneficiary for RSP and RIF Account Assets |
Designate or change a beneficiary for your Retirement Savings Plan (RSP) and Retirement Income Fund (RIF) account assets. |
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Designation of TFSA Successor Holder and/or Beneficiary |
Complete this form to designate or change a successor holder and/or beneficiary of your Tax-Free Savings Account (TFSA) assets. The designation is subject to the laws of the applicable jurisdiction (province or territory). Note: A successor holder must be your spouse or common-law partner, as defined by the Income Tax Act. That person will take over your account upon your death. A beneficiary can be anyone, including your spouse or common-law partner. If the TFSA has only a beneficiary designated, the funds will be paid, upon your death, in cash to the beneficiary. |
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Designation of RIF Successor Holder and/or Beneficiary |
Complete this form to designate or change a successor holder and/or beneficiary of your Retirement Income Fund (RIF) assets. The designation is subject to the laws of the applicable jurisdiction (province or territory). This form is to be used for RIF accounts when:
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Account Guarantee |
Paperwork to be completed by a guarantor of any liabilities on your TD Direct Investing accounts. Important: Alberta Guarantees must be witnessed by a lawyer. Note*: The completed form must be taken to a TD Canada Trust Branch or a TD Direct Investing location for a staff witness to sign. |
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Designation of Trading Authority |
Only complete this form if you want another person to trade in your account(s). |
Changes to your account profile can be made in WebBroker – click here to learn how. Alternatively, give us a call at 1-800-465-5463 and we'd be happy to help. Monday to Friday, 7 am to 9 pm ET.
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Form |
When is it used? |
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Trusted Contact Person Form |
If you wish to name a Trusted Contact Person for your accounts. A Trusted Contact Person is an individual who we may contact in specified circumstances in accordance with the consent you provide by completing the Trusted Contact Person Form. |
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TD Direct Investing Personal Account Name Change Form |
This form is to be used when clients have legally changed their name and wish to update their name on their existing TD Waterhouse Discount brokerage account. |
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Charitable Donation of Securities in Kind |
Authorize a transfer of securities as a charitable donation. |
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Investment Club Agreement |
In addition to the Non-personal account application, complete this form when opening an Investment Club account. All member details must be documented and signed. |
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Self-Directed Education Savings Plan - Family Plan |
Complete this form as part of the RESP account application process. TD Securities Inc. Self-Directed Education Savings Plan Family Plan Terms and Conditions. |
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TD Direct Investing Disability Savings Plan |
Declaration of Trust |
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Canada Education Savings Grant (CESG) Application |
Apply for the Canadian Education Savings Grant. The CESG is a grant from the Government of Canada paid directly into an RESP. |
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Québec Education Savings Incentive (QESI) Increased Amount Application |
Apply for the QESI Increased Amount, a tax credit for low- and middle-income families paid by Revenu Québec directly into an eligible RESP. |
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Québec Education Savings Incentive (QESI) Transfer |
Request and record a transfer between two RESP accounts if the beneficiary is a resident of Québec. It is required to facilitate the exchange of information necessary for the administration of the Québec Education Savings Incentive (QESI). |
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RESP Transfer |
Request and record a transfer between two RESP accounts. |
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Qualified Intermediary Addendum to New Client Application Form |
Satisfies QI requirements when opening the following non-personal accounts: Condo Corp, Limited Corporation, Non-Profit Charity, Union Account. |
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Related Third Party Transfer |
Request a transfer of cash or securities from your TD DI account to the TD DI account of an acceptable related third party. The definition of an acceptable related third party is defined on the form. |
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Direction and Indemnity |
Completed by each trustee of an In-Trust account when requesting a transfer from an In-Trust account to a RESP account. |
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W-9 |
Used by U.S. persons (both individuals and entities) to certify their US status for both QI and FATCA. An executed Waiver of Client Confidentiality must be provided together with the completed W-9 for QI purposes. |
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Waiver of Client Confidentiality |
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W-8BEN |
Used by individuals to certify their non-U.S. status for both QI and FATCA and to claim tax treaty benefits for QI such as reduced withholding tax on dividends paid by U.S. corporations. |
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W-8BEN-E |
Used by entities to certify their non-U.S. status for both QI and FATCA, to claim tax treaty benefits for QI such as reduced withholding tax on dividends paid by U.S. corporations, and to classify themselves for FATCA. |
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W-8IMY |
Used by Flow Through Entities such as Partnerships, Grantor Trusts, Simple Trusts, Qualified Intermediaries or Withholding Foreign Partnerships/Trusts to certify their non-US status for both QI and FATCA, to declare themselves as a Flow through Entity, and to classify themselves for FATCA. |
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Tax Residency Self-Certification for Existing Clients - Entity |
This form is used to report to the Canada Revenue Agency (CRA) the entity classification and country of residence for existing entity account clients. |
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Tax Residency Self-Certification for Existing Clients – Individual (Includes Sole Proprietor) |
This form is used to confirm an Individual or a Sole Proprietor's residency for tax purposes. |
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Book Cost Adjustment |
To change the reported book cost of an open or closed position. Supporting documentation is required for Registered Accounts. |
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Qualified Investments for Registered Plans |
The following list is provided as a guideline of those assets which are acceptable to The Canada Trust Company, as trustee for the TD Waterhouse Registered Plans, for inclusion in self-directed plans. |
Important Account Information
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An Investor’s Guide to Making a Complaint
Part 1 of 2: Making a Complaint: A Guide for Investors
Part 2 of 2: How Can I Get My Money Back: A Guide for Investors
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